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#settlement #securities law #penalty #identity theft #robinhood securities llc #robinhood financial llc #electronic blue sheets #misreporting

The SEC order found that Robinhood Securities LLC and Robinhood Financial LLC violated more than 10 separate securities law provisions.

#sec #gary gensler #securities and exchange commission #securities law #broker-dealer rule

The crypto industry’s recent legal wins include the CFPB excluding crypto wallets from oversight and Gary Gensler’s planned resignation.

#sec #court #crypto laws #securities law #crypto regulation #appeals court #green united

Kristoffer Krohn claims the SEC got its application of securities laws wrong, which a federal court agreed with — now he’s asking for an appeals court to decide who is right.

#lawsuit #securities law #lawyers #sec chair #emails #private messages #text #discovery #motion #judge katherine polk failla #kevin schwartz #massachusetts institute of technology

Coinbase initially demanded a subpoena into Gary Gensler’s private communications before his time as SEC Chair but has changed tactics in its latest letter to the judge.

#news #policy #regulations #sec #dao #securities law

BarnBridge failed to register its structured crypto product with the SEC, regulators alleged.